Filings through .
4 of 18 flags tripped on the 2024 filing.
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Low returns
Annual investment return is in the bottom quintile of the peer cohort.
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
High retiree %
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2024 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$77K in admin expenses, $817 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
2 funds of $250K or more; 8 lines in all, holding $1.8M of the plan's $1.9M. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Prin LDI Long Duration SA-Z Pooled Separate Accounts Principal · Insurance contract Recordkeeper's own fund | $794K | 43.4% |
| Prin LDI Intrm DUR SEP Acct-Z Pooled Separate Accounts Principal · Insurance contract Recordkeeper's own fund | $690K | 37.7% |
| Pooled Separate Accounts Prin LgCp S&P 500 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $201K | 11.0% |
| Pooled Separate Accounts Prin Diversified Intl SA-Z Principal · Insurance contract Recordkeeper's own fund | $68K | 3.7% |
| Pooled Separate Accounts Principal U.S. Property SA-Z Principal · Insurance contract Recordkeeper's own fund | $35K | 1.9% |
| Pooled Separate Accounts Principal Overseas SEP Acct-Z Principal · Insurance contract Recordkeeper's own fund | $25K | 1.4% |
| Pooled Separate Accounts Prin MidCap S&P 400 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $12K | 0.7% |
| Pooled Separate Accounts Prin SmCap S&P 600 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $5K | 0.2% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 2 by compensation.
| Provider | Compensation |
|---|---|
PRINCIPAL FINANCIAL GROUP10+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $43,397 |
CHERRY BEKAERT LLP1 year Service code 10 · EIN 56-0574444 Accounting | $9,500 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
3 feature codes on the 2024 filing.
1 actuary attachment on this filing.
| Actuary | Schedule | Enrollment number |
|---|---|---|
Frank Maniaci Principal Financial Group Schedule SB | Schedule SB |
Enrollment number, address and phone for each actuary are on Pro.
Addresses, phones and enrollment numbers are on Pro. Pro is free for 7 days and then costs $49 a month.
4 contacts
Phone and email for the actuary are on Pro.
10 filings · 2015 to 2024