Retirement plan

ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST

Name: ANESTHESIA ASSOCIATES, P.L.L. - ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST (2023) Form 5500
Creator: ANESTHESIA ASSOCIATES, P.L.L.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST, ANESTHESIA ASSOCIATES, P.L.L.

ANESTHESIA ASSOCIATES, P.L.L.EIN 34-0894140Plan #002PY 2023

7757 AUBURN ROAD, SUITE 15 - PAINESVILLE, OH 44077216-409-0521LinkedIn51-200 employeesmedical practice

Prospect flagsHigh feesHigh assets / participantWind-down / frozen

How to read this page

Total assets (EOY)

$48.7M

+2.2% from 2022

Total participants

123

-1.6% from 2022

Average account balance

$395,725

+3.8% from 2022

Annual return

23.10%

+44.74 pp from 2022

Benchmarks

See 108,131 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort108,131 peers

Snapshot2023

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-10.85%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

See the 10-year trajectory. $4.99 for your first month.

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Service providers

Top 8 by compensation

Provider	Service type	Compensation
COOKSON PEIRCE & CO INC1 year Filed as: COOKSON PEIRCE & CO. INC Service code 28 · EIN 25-1449860 555 GRANT STREET, SUITE 380 · PITTSBURGH, PA 15219	Investment Management	$52,007
ZABARSKY & ASSOCIATES, LLC1 year Service code 15 · EIN 82-0560553 17074 RACCOON TRAIL · STRONGSVILLE, OH 44136	Recordkeeping	$25,538
CHARLES SCHWAB & CO., INC.1 year Service code 71 · EIN 94-1737782	Brokerage Fees	$18,801
HAZLETT, BURT AND WATSON2 years Service code 28 · EIN 55-0538822 1300 CHAPLINE ST. · WHEELING, WV 26003	Investment Management	$17,395
CARNEGIE INVESTMENT COUNSEL1 year Filed as: CARNEGIE CAPITAL ASSET Service code 28 · EIN 26-4766975 30300 CHAGRIN BOULEVARD · PEPPER PIKE, OH 44124	Investment Management	$15,231
AMERICAN FUNDS2 years Filed as: INTEROCEAN CAPITAL GROUP, LLC Service code 28 · EIN 85-2210783 980 N MICHIGAN AVE, SUITE 1780 · CHICAGO, IL 60611	Investment Management	$10,781
JOHNSON BANK1 year Filed as: JOHNSON INVESTMENT COUNSEL, INC. Service code 28 · EIN 31-1801770 3777 W. FORD ROAD · CINCINNATI, OH 45247	Investment Management	$6,811
MARINER LLC2 years Filed as: MARINER, LLC Service code 28 · EIN 20-4553256 5700 W. 112TH ST., SUITE 500 · ORLAND PARK, KS 66211	Investment Management	$5,963

Plan features & details

Pension benefit codes2A2E2F2G2J2R2T3B3D3H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.
InformationalWind-down / frozen
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.

Expense breakdown

Schedule H Part II

Admin total

$157K

$7142 / participant

Recordkeeping$25K16.2%
Trustee / custodial$5420.3%
Investment mgmt$131K83.4%

% of EOY assets

0.323%

all-in expense ratio

Categories reported

3 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: MEADEN & MOORE, LTD
Auditor EIN: 341818258
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$395,725

$175,202+125.9%

$149,673+164.4%

$139,434+183.8%

Participation rate

100.0%

83.4%+16.6pp

78.8%+21.2pp

80.3%+19.7pp

Annual return

23.10%

166.71%-143.6pp

134.42%-111.3pp

372.94%-349.8pp

Employer contribution / active EE

$49,376

$5,474+802.0%

$4,818+924.9%

$4,751+939.3%

Participant deferral / active EE

$15,500

$6,519+137.8%

$5,680+172.9%

$6,710+131.0%

Admin fee / account holder

$1,277

$16,150-92.1%

$13,210-90.3%

$11,403-88.8%

Provider

Service type

Compensation

COOKSON PEIRCE & CO INC1 year

Filed as: COOKSON PEIRCE & CO. INC

Service code 28 · EIN 25-1449860

555 GRANT STREET, SUITE 380 · PITTSBURGH, PA 15219

Investment Management

$52,007

ZABARSKY & ASSOCIATES, LLC1 year

Service code 15 · EIN 82-0560553

17074 RACCOON TRAIL · STRONGSVILLE, OH 44136

Recordkeeping

$25,538

CHARLES SCHWAB & CO., INC.1 year

Service code 71 · EIN 94-1737782

Brokerage Fees

$18,801

HAZLETT, BURT AND WATSON2 years

Service code 28 · EIN 55-0538822

1300 CHAPLINE ST. · WHEELING, WV 26003

Investment Management

$17,395

CARNEGIE INVESTMENT COUNSEL1 year

Filed as: CARNEGIE CAPITAL ASSET

Service code 28 · EIN 26-4766975

30300 CHAGRIN BOULEVARD · PEPPER PIKE, OH 44124

Investment Management

$15,231

AMERICAN FUNDS2 years

Filed as: INTEROCEAN CAPITAL GROUP, LLC

Service code 28 · EIN 85-2210783

980 N MICHIGAN AVE, SUITE 1780 · CHICAGO, IL 60611

Investment Management

$10,781

JOHNSON BANK1 year

Filed as: JOHNSON INVESTMENT COUNSEL, INC.

Service code 28 · EIN 31-1801770

3777 W. FORD ROAD · CINCINNATI, OH 45247

Investment Management

$6,811

MARINER LLC2 years

Filed as: MARINER, LLC

Service code 28 · EIN 20-4553256

5700 W. 112TH ST., SUITE 500 · ORLAND PARK, KS 66211

Investment Management

$5,963

ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion