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| Provider | Service type | Compensation |
|---|---|---|
COOKSON PEIRCE & CO INC1 year Filed as: COOKSON PEIRCE Service code 28 · EIN 25-1449860 555 GRANT ST., SUITE 380 · PITTSBURGH, PA 15219 | Investment Management | $52,318 |
HAZLETT, BURT AND WATSON1 year Service code 28 · EIN 55-0538822 1300 CHAPLINE ST. · WHEELING, WV 26003 | Investment Management | $17,154 |
Filed as: CARNEGIE CAPITAL ASSET MANAGEMENT Service code 28 · EIN 26-4766975 30300 CHAGRIN BOULEVARD · PEPPER PIKE, OH 44124 | Investment Management | $15,631 |
AMERICAN FUNDS1 year Filed as: INTEROCEAN CAPITAL GROUP, LLC Service code 28 · EIN 85-2210783 980 N. MICHIGAN AVE, STE 1780 · CHICAGO, IL 60611 | Investment Management | $10,011 |
Filed as: REGAL INVESTMENT ADVISORS, LLC Service code 28 · EIN 22-3844414 2687 44TH STREET, SE · KENTWOOD, MI 49512 | Investment Management | $8,465 |
JOHNSON BANK1 year Filed as: JOHNSON INVESTMENT COUNSEL Service code 28 · EIN 31-1801770 3777 W. FORD ROAD · CINCINNATI, OH 45247 | Investment Management | $7,357 |
MARINER LLC1 year Filed as: MARINER, LLC Service code 28 · EIN 20-4553256 5700 W. 112TH ST., SUITE 500 · ORLAND PARK, KS 66211 | Investment Management | $6,723 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $381,070 | $65,125+485.1% | $143,797+165.0% | $66,949+469.2% |
| Participation rate | 100.0% | 65.2%+34.8pp | 80.3%+19.7pp | 69.8%+30.2pp |
| Annual return | -21.64% | -11.13%-10.5pp | -0.04%-21.6pp | 1.57%-23.2pp |
| Employer contribution / active EE | $21,761 | $2,362+821.1% | $4,952+339.4% | $2,545+754.9% |
| Participant deferral / active EE | $7,872 | $2,920+169.6% | $5,638+39.6% | $4,239+85.7% |
| Admin fee / account holder | $1,095 | $503+117.9% | $14,679-92.5% | $594+84.5% |