Retirement plan

ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST

Name: ANESTHESIA ASSOCIATES, P.L.L. - ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST (2022) Form 5500
Creator: ANESTHESIA ASSOCIATES, P.L.L.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST, ANESTHESIA ASSOCIATES, P.L.L.

ANESTHESIA ASSOCIATES, P.L.L.EIN 34-0894140Plan #002PY 2022

7757 AUBURN ROAD, SUITE 15 - PAINESVILLE, OH 44077216-409-0521LinkedIn51-200 employeesmedical practice

Prospect flagsLow returnsHigh feesHigh assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$47.6M

-22.1% from 2021

Total participants

125

+3.3% from 2021

Average account balance

$381,070

-24.6% from 2021

Annual return

-21.64%

-37.63 pp from 2021

Benchmarks

See 5,354 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,354 peers

Snapshot2022

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-10.85%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
COOKSON PEIRCE & CO INC1 year Filed as: COOKSON PEIRCE Service code 28 · EIN 25-1449860 555 GRANT ST., SUITE 380 · PITTSBURGH, PA 15219	Investment Management	$52,318
HAZLETT, BURT AND WATSON1 year Service code 28 · EIN 55-0538822 1300 CHAPLINE ST. · WHEELING, WV 26003	Investment Management	$17,154
CARNEGIE INVESTMENT COUNSEL1 year Filed as: CARNEGIE CAPITAL ASSET MANAGEMENT Service code 28 · EIN 26-4766975 30300 CHAGRIN BOULEVARD · PEPPER PIKE, OH 44124	Investment Management	$15,631
AMERICAN FUNDS1 year Filed as: INTEROCEAN CAPITAL GROUP, LLC Service code 28 · EIN 85-2210783 980 N. MICHIGAN AVE, STE 1780 · CHICAGO, IL 60611	Investment Management	$10,011
REGAL INVESTMENT ADVISORS LLC1 year Filed as: REGAL INVESTMENT ADVISORS, LLC Service code 28 · EIN 22-3844414 2687 44TH STREET, SE · KENTWOOD, MI 49512	Investment Management	$8,465
JOHNSON BANK1 year Filed as: JOHNSON INVESTMENT COUNSEL Service code 28 · EIN 31-1801770 3777 W. FORD ROAD · CINCINNATI, OH 45247	Investment Management	$7,357
MARINER LLC1 year Filed as: MARINER, LLC Service code 28 · EIN 20-4553256 5700 W. 112TH ST., SUITE 500 · ORLAND PARK, KS 66211	Investment Management	$6,723

Plan features & details

Pension benefit codes2A2E2F2G2J2R2T3B3D3H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

4 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$137K

$1316 / participant

Investment mgmt$137K100.0%

% of EOY assets

0.287%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: MEADEN & MOORE, LTD
Auditor EIN: 341818258
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$381,070

$65,061+485.7%

$143,757+165.1%

$66,914+469.5%

Participation rate

100.0%

65.2%+34.8pp

80.3%+19.7pp

69.8%+30.2pp

Annual return

-21.64%

-11.14%-10.5pp

-0.04%-21.6pp

1.58%-23.2pp

Employer contribution / active EE

$21,761

$2,361+821.8%

$4,951+339.5%

$2,544+755.3%

Participant deferral / active EE

$7,872

$2,919+169.7%

$5,637+39.7%

$4,237+85.8%

Admin fee / account holder

$1,095

$502+118.2%

$14,673-92.5%

$593+84.6%

Provider

Service type

Compensation

COOKSON PEIRCE & CO INC1 year

Filed as: COOKSON PEIRCE

Service code 28 · EIN 25-1449860

555 GRANT ST., SUITE 380 · PITTSBURGH, PA 15219

Investment Management

$52,318

HAZLETT, BURT AND WATSON1 year

Service code 28 · EIN 55-0538822

1300 CHAPLINE ST. · WHEELING, WV 26003

Investment Management

$17,154

CARNEGIE INVESTMENT COUNSEL1 year

Filed as: CARNEGIE CAPITAL ASSET MANAGEMENT

Service code 28 · EIN 26-4766975

30300 CHAGRIN BOULEVARD · PEPPER PIKE, OH 44124

Investment Management

$15,631

AMERICAN FUNDS1 year

Filed as: INTEROCEAN CAPITAL GROUP, LLC

Service code 28 · EIN 85-2210783

980 N. MICHIGAN AVE, STE 1780 · CHICAGO, IL 60611

Investment Management

$10,011

REGAL INVESTMENT ADVISORS LLC1 year

Filed as: REGAL INVESTMENT ADVISORS, LLC

Service code 28 · EIN 22-3844414

2687 44TH STREET, SE · KENTWOOD, MI 49512

Investment Management

$8,465

JOHNSON BANK1 year

Filed as: JOHNSON INVESTMENT COUNSEL

Service code 28 · EIN 31-1801770

3777 W. FORD ROAD · CINCINNATI, OH 45247

Investment Management

$7,357

MARINER LLC1 year

Filed as: MARINER, LLC

Service code 28 · EIN 20-4553256

5700 W. 112TH ST., SUITE 500 · ORLAND PARK, KS 66211

Investment Management

$6,723

ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ANESTHESIA ASSOCIATES, P.L.L. PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion