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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 26 · EIN 13-2638166 1000 HARBOR BLVD., 6TH FLOOR · WEEHAWKEN, NJ 07086 | Advisory (Participants) | $122,242 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $159,796 | $93,182+71.5% | $146,643+9.0% | $79,391+101.3% |
| Participation rate | 100.0% | 76.4%+23.6pp | 80.1%+19.9pp | 70.7%+29.3pp |
| Annual return | 10.06% | 21.61%-11.5pp | 22.75%-12.7pp | 116.88%-106.8pp |
| Employer contribution / active EE | $3,553 | $2,420+46.8% | $4,137-14.1% | $2,428+46.3% |
| Participant deferral / active EE | $9,361 | $4,169+124.5% | $5,506+70.0% | $4,046+131.4% |
| Admin fee / account holder | $745 | $585+27.4% | $10,280-92.7% | $627+19.0% |