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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 26 · EIN 13-2638166 1000 HARBOR BLVD., 6TH FLOOR · WEEHAWKEN, NJ 07086 | Advisory (Participants) | $136,317 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,180 | $81,494+101.5% | $133,978+22.5% | $73,497+123.4% |
| Participation rate | 97.9% | 76.4%+21.5pp | 79.8%+18.1pp | 70.7%+27.2pp |
| Annual return | 24.25% | 19.40%+4.9pp | 45.10%-20.8pp | 28.51%-4.3pp |
| Employer contribution / active EE | $3,160 | $2,210+43.0% | $3,919-19.4% | $2,270+39.2% |
| Participant deferral / active EE | $8,593 | $3,787+126.9% | $5,047+70.3% | $3,740+129.8% |
| Admin fee / account holder | $585 | $713-18.0% | $8,930-93.5% | $513+14.0% |