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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $96,342 |
Filed as: AXA ADVISORS LLC Service code 27 · EIN 13-4078005 | Advisory (Plan) | $28,017 |
Filed as: CBIZ FINANCIAL SOLUTIONS INC. Service code 27 · EIN 52-1396995 | Advisory (Plan) | $28,017 |
Filed as: GALLAGHER SHARP LLP Service code 10 · EIN 34-0735199 | Accounting | $12,300 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $5 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-2817150 | Indirect Investment Fees | $0 |
DIMENSIONAL FUND ADVISORS3 years Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
Service code 52 · EIN 95-4597302 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $227,514 | $89,652+153.8% | $141,197+61.1% | $65,186+249.0% |
| Participation rate | 89.4% | 74.7%+14.7pp | 82.5%+6.9pp | 70.2%+19.2pp |
| Annual return | 18.98% | 32.79%-13.8pp | 71.41%-52.4pp | 29.39%-10.4pp |
| Employer contribution / active EE | $3,975 | $3,065+29.7% | $4,736-16.1% | $2,177+82.6% |
| Participant deferral / active EE | $5,749 | $5,691+1.0% | $6,710-14.3% | $3,514+63.6% |
| Admin fee / account holder | $805 | $569+41.7% | $10,265-92.2% | $847-4.9% |