Filed August 31, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL SECURITIES LLC Service code 16 · EIN 26-0058143 | Consulting | $46,868 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $42,504 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,767 | $76,401-6.1% | $106,387-32.5% | $64,186+11.8% |
| Participation rate | 89.2% | 73.5%+15.6pp | 77.5%+11.7pp | 69.6%+19.6pp |
| Annual return | 37.34% | -2.19%+39.5pp | 0.25%+37.1pp | 7.63%+29.7pp |
| Employer contribution / active EE | $960 | $2,680-64.2% | $3,520-72.7% | $2,381-59.7% |
| Participant deferral / active EE | $4,064 | $4,274-4.9% | $5,421-25.0% | $3,470+17.1% |
| Admin fee / account holder | $465 | $4,610-89.9% | $7,510-93.8% | $4,888-90.5% |