Filed August 31, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAP FINANCIAL PARTNERS LLC Service code 26 · EIN 26-0058143 | Advisory (Participants) | $37,529 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $28,888 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $123,403 | $96,128+28.4% | $136,007-9.3% | $80,856+52.6% |
| Participation rate | 95.9% | 71.2%+24.6pp | 76.5%+19.4pp | 67.6%+28.3pp |
| Annual return | 13.93% | 28.71%-14.8pp | 579.32%-565.4pp | 35.59%-21.7pp |
| Employer contribution / active EE | $1,895 | $3,351-43.5% | $4,217-55.1% | $2,755-31.2% |
| Participant deferral / active EE | $4,927 | $5,709-13.7% | $7,025-29.9% | $4,296+14.7% |
| Admin fee / account holder | $480 | $8,236-94.2% | $6,858-93.0% | $6,918-93.1% |