Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $94,771 |
MMA SECURITIES LLC1 year Filed as: MARSH & MCLENNAN COMPANIES INC Service code 99 21875 NETWORK PL · CHICAGO, IL 606731218 | Other Fees | $36,000 |
CAPFINANCIAL PARTNERS LLC4 years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $14,162 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $526 |
Filed as: EMPOWER FINANCIAL SERVICES, INC Service code 33 · EIN 84-0965407 | Securities brokerage; Other investmen... | $217 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $156,195 | $84,784+84.2% | $98,462+58.6% | $74,478+109.7% |
| Participation rate | 94.6% | 81.5%+13.1pp | 75.2%+19.4pp | 70.7%+23.8pp |
| Annual return | 96.72% | 20.59%+76.1pp | 21.20%+75.5pp | 34.37%+62.3pp |
| Employer contribution / active EE | $5,700 | $3,364+69.5% | $3,049+87.0% | $2,637+116.2% |
| Participant deferral / active EE | $4,869 | $5,218-6.7% | $4,738+2.8% | $4,530+7.5% |
| Admin fee / account holder | $108 | $204-47.3% | $8,875-98.8% | $347-69.0% |