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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $57,468 |
UBS FINANCIAL SERVICES INC7 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $51,124 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,849 | $73,459+14.1% | $178,528-53.0% | $74,429+12.7% |
| Participation rate | 100.0% | 66.5%+33.5pp | 77.1%+22.9pp | 67.2%+32.8pp |
| Annual return | 15.93% | 17.50%-1.6pp | 27.11%-11.2pp | 1368.38%-1352.5pp |
| Employer contribution / active EE | $2,047 | $2,219-7.8% | $3,950-48.2% | $2,625-22.0% |
| Participant deferral / active EE | $10,326 | $4,515+128.7% | $6,278+64.5% | $4,348+137.5% |
| Admin fee / account holder | $410 | $1,812-77.4% | $10,419-96.1% | $1,944-78.9% |