Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $25,059 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $13,000 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $610 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,515 | $66,302-38.9% | $110,243-63.2% | $56,287-28.0% |
| Participation rate | 80.5% | 74.9%+5.6pp | 79.8%+0.7pp | 69.9%+10.7pp |
| Annual return | -6.10% | -1.18%-4.9pp | 314.76%-320.9pp | -9.96%+3.9pp |
| Employer contribution / active EE | $280 | $2,047-86.3% | $3,827-92.7% | $2,111-86.7% |
| Participant deferral / active EE | $4,675 | $3,381+38.3% | $4,672+0.1% | $3,350+39.6% |
| Admin fee / account holder | $165 | $698-76.4% | $8,548-98.1% | $521-68.4% |