Filed December 21, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $44,542 |
SAGE ADVISORY SERVICES1 year Filed as: SAGE VIEW ADVISORY Service code 27 · EIN 33-0818667 | Advisory (Plan) | $23,327 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,226 | $62,928-55.1% | $172,753-83.7% | $67,582-58.2% |
| Participation rate | 93.7% | 64.5%+29.2pp | 82.6%+11.1pp | 71.3%+22.4pp |
| Annual return | 22.77% | 30.36%-7.6pp | 803.00%-780.2pp | 378.57%-355.8pp |
| Employer contribution / active EE | $388 | $1,636-76.3% | $5,144-92.5% | $2,148-81.9% |
| Participant deferral / active EE | $3,862 | $2,145+80.0% | $5,198-25.7% | $3,539+9.1% |
| Admin fee / account holder | $169 | $167+1.3% | $13,956-98.8% | $142+18.6% |