Filed December 21, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $40,670 |
CETERA ADVISOR NETWORKS LLC3 years Service code 27 · EIN 04-2647786 | Advisory (Plan) | $21,261 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,447 | $37,196-31.6% | $154,108-83.5% | $55,725-54.3% |
| Participation rate | 92.6% | 64.1%+28.5pp | 83.0%+9.6pp | 70.9%+21.8pp |
| Annual return | -6.58% | 1319.68%-1326.3pp | 735.21%-741.8pp | 244.93%-251.5pp |
| Employer contribution / active EE | $378 | $1,614-76.6% | $5,298-92.9% | $2,078-81.8% |
| Participant deferral / active EE | $3,389 | $2,068+63.8% | $5,081-33.3% | $3,356+1.0% |
| Admin fee / account holder | $178 | $102+75.2% | $13,411-98.7% | $115+54.5% |