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| Provider | Service type | Compensation |
|---|---|---|
FREDERICK GERARD ZEPEDA3 years Service code 55 4275 EXECUTIVE SQ STE 400 · LA JOLLA, CA 920379123 | Other Commissions | $3,500 |
Filed as: MICHAEL JEROME ZEPEDA JR Service code 55 4275 EXECUTIVE SQ STE 400 · LA JOLLA, CA 920379123 | Other Commissions | $3,500 |
Filed as: DYATECH Service code 15 · EIN 64-0936231 381 HIGHWAY COLONY PKWY · RIDGELAND, MS 39157 | Recordkeeping | $1,521 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: GEOFFREY LANE KALTENBACH Service code 55 4275 EXECUTIVE SQ STE 400 · LA JOLLA, CA 92037 | Other Commissions | $1,416 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,652 | $47,648-71.3% | $130,660-89.6% | $67,579-79.8% |
| Participation rate | 56.5% | 60.4%-3.9pp | 71.7%-15.2pp | 71.3%-14.8pp |
| Annual return | 21.34% | 25.73%-4.4pp | 1709.29%-1688.0pp | 378.56%-357.2pp |
| Employer contribution / active EE | $0 | $1,408-100.0% | $4,092-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $1,194 | $2,616-54.4% | $3,603-66.9% | $3,539-66.3% |
| Admin fee / account holder | $8 | $105-92.0% | $5,463-99.8% | $142-94.1% |