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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $1,173,905 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY Service code 28 · EIN 20-8764829 | Investment Management | $140,962 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,781 | $68,330-38.9% | $149,740-72.1% | $96,393-56.7% |
| Participation rate | 81.2% | 74.6%+6.6pp | 78.8%+2.4pp | 71.3%+9.9pp |
| Annual return | 15.74% | 29.64%-13.9pp | 134.51%-118.8pp | 22.88%-7.1pp |
| Employer contribution / active EE | $943 | $2,139-55.9% | $4,821-80.5% | $3,239-70.9% |
| Participant deferral / active EE | $4,757 | $4,422+7.6% | $5,683-16.3% | $5,455-12.8% |
| Admin fee / account holder | $94 | $52+81.0% | $13,222-99.3% | $74+27.4% |