Filed August 6, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $35,926 |
MMA SECURITIES LLC1+ years Filed as: MMC SECURITIES LLC Service code 55 1166 AVE OF THE AMERICAS 22ND FL · NEW YORK, NY 10036 | Other Commissions | $21,692 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $3,456 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,946 | $70,002-40.1% | $115,038-63.5% | $52,331-19.8% |
| Participation rate | 78.3% | 72.1%+6.2pp | 81.4%-3.1pp | 68.1%+10.2pp |
| Annual return | -2.24% | 4.04%-6.3pp | 26.14%-28.4pp | 4.54%-6.8pp |
| Employer contribution / active EE | $2,452 | $2,715-9.7% | $4,608-46.8% | $1,882+30.3% |
| Participant deferral / active EE | $5,820 | $4,920+18.3% | $6,026-3.4% | $3,022+92.6% |
| Admin fee / account holder | $166 | $566-70.6% | $8,175-98.0% | $592-71.9% |