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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 91-0964302 | Recordkeeping | $3,866 |
LOCKTON INVESTMENT ADVISORS, LLC5+ years Filed as: LOCKTON FINANCIAL ADVISORS, LLC Service code 22 · EIN 20-3247391 | Insurance Broker | $3,303 |
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $940 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,529 | $58,655-13.9% | $91,994-45.1% | $65,185-22.5% |
| Participation rate | 95.9% | 75.3%+20.6pp | 78.6%+17.3pp | 70.2%+25.7pp |
| Annual return | 23.30% | 33.92%-10.6pp | 69.03%-45.7pp | 29.38%-6.1pp |
| Employer contribution / active EE | $4,416 | $2,080+112.3% | $3,452+27.9% | $2,177+102.9% |
| Participant deferral / active EE | $10,753 | $5,474+96.4% | $5,923+81.5% | $3,514+206.0% |
| Admin fee / account holder | $15 | $434-96.6% | $7,743-99.8% | $847-98.3% |