Filed June 23, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $44,553 |
ASCENSUS LLC7 years Service code 15 · EIN 11-3665754 | Recordkeeping | $43,266 |
Filed as: MERRILL LYNCH RETIREMENT & BENEFIT Service code 27 · EIN 13-5674085 | Advisory (Plan) | $9,140 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $87,132-100.0% | $105,624-100.0% | $80,959-100.0% |
| Participation rate | 0.0% | 70.4%-70.4pp | 75.3%-75.3pp | 67.7%-67.7pp |
| Annual return | 15.86% | 17.03%-1.2pp | 116.20%-100.3pp | 35.67%-19.8pp |
| Employer contribution / active EE | $3,255 | $2,397+35.8% | $3,168+2.8% | $2,757+18.1% |
| Participant deferral / active EE | $6,391 | $3,985+60.4% | $5,013+27.5% | $4,300+48.6% |
| Admin fee / account holder | $0 | $8,449-100.0% | $10,961-100.0% | $6,925-100.0% |