Retirement plan

ROCKING HORSE CENTER 401(K) PLAN

Name: ROCKING HORSE CENTER - ROCKING HORSE CENTER 401(K) PLAN (2016) Form 5500
Creator: ROCKING HORSE CENTER
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROCKING HORSE CENTER 401(K) PLAN, ROCKING HORSE CENTER

ROCKING HORSE CENTEREIN 31-1593544Plan #001PY 2016

651 SOUTH LIMESTONE STREET - SPRINGFIELD, OH 45505937-324-1111

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$2.8M

+15.3% from 2015

Total participants

166

+23.0% from 2015

Average account balance

$18,352

-9.6% from 2015

Annual return

7.22%

+7.26 pp from 2015

Benchmarks

See 1,686 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants100-249

Cohort1,686 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$8.56M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$31K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

272

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$936K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+20.33%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$112

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
CONSOLIDATED FINANCIAL MANAGEMENT2+ years Service code 27 · EIN 31-1612116	Advisory (Plan)	$11,157
STANCORP FINANCIAL GROUP2+ years Service code 12 · EIN 93-1253576	Direct payment from the plan; Custodi...	$3,433
T ROWE PRICE RPS INC1 year Filed as: T. ROWE PRICE FUNDS Service code 19	Securities Custodian	$1,731

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$15K

$103 / participant

Contract admin$15K100.0%

% of EOY assets

0.520%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CLARK SCHAEFER HACKETT
Auditor EIN: 310800053
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$18,352

$43,423-57.7%

$78,676-76.7%

$55,167-66.7%

Participation rate

90.8%

68.0%+22.8pp

73.6%+17.2pp

69.0%+21.8pp

Annual return

7.22%

11.53%-4.3pp

62.19%-55.0pp

169.23%-162.0pp

Employer contribution / active EE

$886

$1,997-55.6%

$2,850-68.9%

$1,963-54.9%

Participant deferral / active EE

$1,599

$2,509-36.2%

$3,517-54.5%

$3,054-47.6%

Admin fee / account holder

$95

$416-77.1%

$4,510-97.9%

$504-81.1%

Provider

Service type

Compensation

CONSOLIDATED FINANCIAL MANAGEMENT2+ years

Service code 27 · EIN 31-1612116

Advisory (Plan)

$11,157

STANCORP FINANCIAL GROUP2+ years

Service code 12 · EIN 93-1253576

Direct payment from the plan; Custodi...

$3,433

T ROWE PRICE RPS INC1 year

Filed as: T. ROWE PRICE FUNDS

Service code 19

Securities Custodian

$1,731

ROCKING HORSE CENTER 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROCKING HORSE CENTER 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion