Filed June 28, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $77,913 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 1 NEW YORK PLZ FL 12 · NEW YORK, NY 10004 | Other Services | $69,891 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $8,352 | $89,274-90.6% | $149,721-94.4% | $77,958-89.3% |
| Participation rate | 89.8% | 87.6%+2.2pp | 87.1%+2.7pp | 71.6%+18.1pp |
| Annual return | 18.20% | 20.36%-2.2pp | 1501.67%-1483.5pp | 20.87%-2.7pp |
| Employer contribution / active EE | $952 | $3,727-74.4% | $5,444-82.5% | $2,310-58.8% |
| Participant deferral / active EE | $1,899 | $5,382-64.7% | $6,568-71.1% | $3,537-46.3% |
| Admin fee / account holder | $20 | $240-91.5% | $11,282-99.8% | $97-79.1% |