Filed January 6, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: THE PRUDENTIAL INSURANCE AND ANNUIT Service code 13 · EIN 06-1050034 | Contract Administrator | $270,157 |
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $253,601 |
Filed as: PRUDENTIAL INSURANCE COMPANY OF AME Service code 37 · EIN 22-1211670 | Loan Processing | $97,695 |
CHARLES SCHWAB & CO., INC.2 years Filed as: REA & ASSOCIATES Service code 10 · EIN 34-1310124 | Accounting | $23,650 |
Filed as: BRIGHTHOUSE LIFE INSURANCE COMPANY Service code 13 · EIN 06-0566090 | Contract Administrator | $1,791 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,759 | $45,000-18.3% | $143,757-74.4% | $77,904-52.8% |
| Participation rate | 100.0% | 66.8%+33.2pp | 80.3%+19.7pp | 73.7%+26.3pp |
| Annual return | -10.71% | 29.03%-39.7pp | -0.04%-10.7pp | 12.21%-22.9pp |
| Employer contribution / active EE | $730 | $1,870-61.0% | $4,951-85.3% | $2,848-74.4% |
| Participant deferral / active EE | $3,160 | $3,157+0.1% | $5,637-43.9% | $4,806-34.2% |
| Admin fee / account holder | $160 | $98+62.7% | $14,673-98.9% | $133+20.8% |