Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 99 | Other Fees | $18,387 |
MORNINGSTAR5+ years Service code 27 · EIN 36-3297908 | Advisory (Plan) | $1,634 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES Service code 99 · EIN 13-2638166 | Other Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,847 | $52,967-43.6% | $172,753-82.7% | $65,186-54.2% |
| Participation rate | 90.3% | 66.2%+24.1pp | 82.6%+7.6pp | 70.2%+20.1pp |
| Annual return | 28.54% | 30.12%-1.6pp | 803.00%-774.5pp | 29.39%-0.8pp |
| Employer contribution / active EE | $1,562 | $2,190-28.7% | $5,144-69.6% | $2,177-28.2% |
| Participant deferral / active EE | $2,477 | $2,471+0.2% | $5,198-52.3% | $3,514-29.5% |
| Admin fee / account holder | $26 | $472-94.5% | $13,956-99.8% | $847-96.9% |