Retirement plan

TCN BEHAVIORAL HEALTH SERVICES, INC. 401(K) PLAN

Name: TCN BEHAVIORAL HEALTH SERVICES, INC. - TCN BEHAVIORAL HEALTH SERVICES, INC. 401(K) PLAN (2017) Form 5500
Creator: TCN BEHAVIORAL HEALTH SERVICES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, TCN BEHAVIORAL HEALTH SERVICES, INC. 401(K) PLAN, TCN BEHAVIORAL HEALTH SERVICES, INC.

TCN BEHAVIORAL HEALTH SERVICES, INC.EIN 31-1305635Plan #003PY 2017

452 W MARKET ST - XENIA, OH 453852815937-376-8700tcn.orgLinkedIn201-500 employeesmental health care

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$6.7M

+23.5% from 2016

Total participants

229

+12.3% from 2016

Average account balance

$35,527

+1.3% from 2016

Annual return

18.19%

+10.15 pp from 2016

Benchmarks

See 5,167 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,167 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$12.15M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$42K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

286

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

82.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$978K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.42%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$82

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
UBS FINANCIAL SERVICES INC1 year Filed as: UBS FINANCIAL SERVICES INC. Service code 99	Other Fees	$10,432
VOYA RETIREMENT INSURANCE & ANNUITY3+ years Filed as: VOYA RET. INS. AND ANNUITY COMP Service code 26 · EIN 71-0294708	Advisory (Participants)	$7,915
MORNINGSTAR3+ years Service code 27 · EIN 36-3297908	Advisory (Plan)	$1,384
UBS FINANCIAL SERVICES INC1 year Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166	Advisory (Participants)	$0

Plan features & details

Pension benefit codes2E2F2G2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$8K

$41 / participant

Other / not subdivided$8K100.0%

% of EOY assets

0.115%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CLARK, SCHAEFER, HACKETT & CO.
Auditor EIN: 310800053
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$35,527

$55,453-35.9%

$170,435-79.2%

$62,293-43.0%

Participation rate

78.9%

66.4%+12.6pp

83.6%-4.7pp

69.5%+9.4pp

Annual return

18.19%

21.38%-3.2pp

205.94%-187.7pp

28.90%-10.7pp

Employer contribution / active EE

$1,478

$2,164-31.7%

$5,432-72.8%

$2,042-27.6%

Participant deferral / active EE

$2,433

$2,303+5.7%

$4,939-50.7%

$3,169-23.2%

Admin fee / account holder

$41

$455-91.0%

$13,881-99.7%

$479-91.5%

Provider

Service type

Compensation

UBS FINANCIAL SERVICES INC1 year

Filed as: UBS FINANCIAL SERVICES INC.

Service code 99

Other Fees

$10,432

VOYA RETIREMENT INSURANCE & ANNUITY3+ years

Filed as: VOYA RET. INS. AND ANNUITY COMP

Service code 26 · EIN 71-0294708

Advisory (Participants)

$7,915

MORNINGSTAR3+ years

Service code 27 · EIN 36-3297908

Advisory (Plan)

$1,384

UBS FINANCIAL SERVICES INC1 year

Filed as: UBS FINANCIAL SERVICES

Service code 26 · EIN 13-2638166

Advisory (Participants)

TCN BEHAVIORAL HEALTH SERVICES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

TCN BEHAVIORAL HEALTH SERVICES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion