Retirement plan

RUMPKE 401(K) RETIREMENT PLAN

Name: RUMPKE CONSOLIDATED COMPANIES, INC. AND AFFILIATES - RUMPKE 401(K) RETIREMENT PLAN (2015) Form 5500
Creator: RUMPKE CONSOLIDATED COMPANIES, INC. AND AFFILIATES
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, RUMPKE 401(K) RETIREMENT PLAN, RUMPKE CONSOLIDATED COMPANIES, INC. AND AFFILIATES

RUMPKE CONSOLIDATED COMPANIES, INC. AND AFFILIATESEIN 31-1247560Plan #003PY 2015

10795 HUGHES ROAD - CINCINNATI, OH 452512451513-851-0122LinkedIn1001-5000 employeesenvironmental services

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$54.2M

No prior year

Total participants

2,283

No prior year

Average account balance

$26,113

No prior year

Annual return

-0.45%

No prior year

Benchmarks

See 258 peers

Peer group

Industry56 - Administrative and Support and Waste Management and Remediation Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort258 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$173.26M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$45K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

3,855

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$22.10M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.55%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$125

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGANSTANLEY SMITHBARNEY, LLC Service code 55 · EIN 26-4310844	Other Commissions	$90,749
MASSACHUSETTS MUTUAL LIFE INS. CO.1+ years Filed as: MASSMUTUAL RETIREMENT SERVICES, LLC Service code 15 · EIN 26-1589907	Recordkeeping	$41,162
CBIZ RETIREMENT PLAN SERVICES1+ years Filed as: CBIZ Service code 10 · EIN 34-1513062	Accounting	$10,200
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGANSTANLEY SMITHBARNEY LLC Service code 55	Other Commissions	$337
RELIANCE TRUST COMPANY1+ years Service code 19 · EIN 58-1428634	Securities Custodian	$282

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$51K

$23 / participant

Contract admin$41K80.1%
Other / not subdivided$10K19.9%

% of EOY assets

0.095%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WALTHALL, LLP
Auditor EIN: 340644631
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$26,113

$30,979-15.7%

$67,704-61.4%

$59,188-55.9%

Participation rate

90.4%

40.5%+49.9pp

67.5%+22.9pp

69.4%+21.0pp

Annual return

-0.45%

-1.74%+1.3pp

25.41%-25.9pp

5.51%-6.0pp

Employer contribution / active EE

$586

$807-27.4%

$2,559-77.1%

$2,098-72.1%

Participant deferral / active EE

$2,417

$1,603+50.8%

$3,585-32.6%

$3,265-26.0%

Admin fee / account holder

$25

$81-69.4%

$4,255-99.4%

$92-73.1%

Provider

Service type

Compensation

MORGAN STANLEY SMITH BARNEY1+ years

Filed as: MORGANSTANLEY SMITHBARNEY, LLC

Service code 55 · EIN 26-4310844

Other Commissions

$90,749

MASSACHUSETTS MUTUAL LIFE INS. CO.1+ years

Filed as: MASSMUTUAL RETIREMENT SERVICES, LLC

Service code 15 · EIN 26-1589907

Recordkeeping

$41,162

CBIZ RETIREMENT PLAN SERVICES1+ years

Filed as: CBIZ

Service code 10 · EIN 34-1513062

Accounting

$10,200

MORGAN STANLEY SMITH BARNEY1+ years

Filed as: MORGANSTANLEY SMITHBARNEY LLC

Service code 55

Other Commissions

$337

RELIANCE TRUST COMPANY1+ years

Service code 19 · EIN 58-1428634

Securities Custodian

$282

RUMPKE 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

RUMPKE 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion