Retirement plan

RUMPKE 401(K) RETIREMENT PLAN

Name: RUMPKE CONSOLIDATED COMPANIES, INC. AND AFFILIATES - RUMPKE 401(K) RETIREMENT PLAN (2019) Form 5500
Creator: RUMPKE CONSOLIDATED COMPANIES, INC. AND AFFILIATES
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, RUMPKE 401(K) RETIREMENT PLAN, RUMPKE CONSOLIDATED COMPANIES, INC. AND AFFILIATES

RUMPKE CONSOLIDATED COMPANIES, INC. AND AFFILIATESEIN 31-1247560Plan #003PY 2019

3990 GENERATION DRIVE - CINCINNATI, OH 452512451513-851-0122LinkedIn1001-5000 employeesenvironmental services

Other plans on this EIN

1 filing

#002Retirement-$59.6M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$95M

+31.4% from 2018

Total participants

2,919

+17.0% from 2018

Average account balance

$34,201

+11.6% from 2018

Annual return

22.78%

+29.23 pp from 2018

Benchmarks

See 291 peers

Peer group

Industry56 - Administrative and Support and Waste Management and Remediation Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort291 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$173.26M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$45K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

3,855

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$22.10M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.55%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$125

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
PENSION CORPORATION OF AMERICA2 years Service code 13 · EIN 31-1360674	Contract Administrator	$270,938
PCA INVESTMENT ADVISORY SERVICES2 years Service code 27 · EIN 59-3766965	Advisory (Plan)	$39,877
CHARLES SCHWAB & CO., INC.1 year Filed as: REA & ASSOCIATES, INC. Service code 10 · EIN 34-1310124	Accounting	$11,260
CHARLES SCHWAB & CO., INC.1 year Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009	Directed Trustee	$1,000

Plan features & details

Pension benefit codes2E2J2K2F2G3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$313K

$115 / participant

Investment mgmt$52K16.7%
Contract admin$261K83.3%

% of EOY assets

0.329%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: REA & ASSOCIATES, INC.
Auditor EIN: 341310124
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$34,201

$41,617-17.8%

$84,637-59.6%

$77,775-56.0%

Participation rate

94.8%

45.0%+49.8pp

68.2%+26.6pp

73.2%+21.6pp

Annual return

22.78%

24.97%-2.2pp

258.82%-236.0pp

32.58%-9.8pp

Employer contribution / active EE

$942

$1,061-11.2%

$2,653-64.5%

$2,504-62.4%

Participant deferral / active EE

$3,310

$2,129+55.5%

$3,900-15.1%

$3,966-16.5%

Admin fee / account holder

$113

$121-6.9%

$4,914-97.7%

$100+12.5%

Provider

Service type

Compensation

PENSION CORPORATION OF AMERICA2 years

Service code 13 · EIN 31-1360674

Contract Administrator

$270,938

PCA INVESTMENT ADVISORY SERVICES2 years

Service code 27 · EIN 59-3766965

Advisory (Plan)

$39,877

CHARLES SCHWAB & CO., INC.1 year

Filed as: REA & ASSOCIATES, INC.

Service code 10 · EIN 34-1310124

Accounting

$11,260

CHARLES SCHWAB & CO., INC.1 year

Filed as: CHARLES SCHWAB BANK

Service code 25 · EIN 42-1558009

Directed Trustee

$1,000

RUMPKE 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

RUMPKE 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion