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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $33,744 |
Filed as: SWBC INVESTMENT ADVISORY SERVICES, Service code 27 · EIN 75-1553739 | Advisory (Plan) | $26,221 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,231 | $40,435+91.0% | $80,648-4.2% | $74,473+3.7% |
| Participation rate | 93.5% | 47.4%+46.1pp | 67.0%+26.5pp | 70.7%+22.8pp |
| Annual return | 16.51% | 165.22%-148.7pp | 937.21%-920.7pp | 34.36%-17.8pp |
| Employer contribution / active EE | $12,034 | $1,498+703.5% | $2,724+341.8% | $2,638+356.1% |
| Participant deferral / active EE | $3,666 | $2,673+37.2% | $4,443-17.5% | $4,530-19.1% |
| Admin fee / account holder | $146 | $721-79.7% | $5,382-97.3% | $347-57.9% |