Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Service code 53 · EIN 13-2638166 | Insurance Commissions | $8,663 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,618 | $38,925-34.2% | $73,843-65.3% | $55,191-53.6% |
| Participation rate | 19.4% | 66.0%-46.7pp | 73.4%-54.1pp | 69.2%-49.8pp |
| Annual return | -1.48% | 6.31%-7.8pp | 2267.84%-2269.3pp | 10.78%-12.3pp |
| Employer contribution / active EE | $0 | $1,695-100.0% | $2,787-100.0% | $1,899-100.0% |
| Participant deferral / active EE | $293 | $2,351-87.5% | $3,583-91.8% | $3,046-90.4% |
| Admin fee / account holder | $220 | $83+165.2% | $4,880-95.5% | $91+142.0% |