Filed July 16, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO N.A. Service code 37 · EIN 94-1347393 | Loan Processing | $51,358 |
Filed as: BANCO POPULAR Service code 25 · EIN 66-0561870 | Directed Trustee | $23,700 |
ARY ROEPCKE MULCHAEY, P.C.1+ years Service code 10 · EIN 52-2370901 | Accounting | $6,314 |
ONEILL & BORGES LLC1+ years Service code 29 · EIN 72-1270095 | Legal | $6,063 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,328 | $57,096-59.1% | $94,229-75.2% | $55,191-57.7% |
| Participation rate | 96.6% | 75.7%+21.0pp | 78.8%+17.9pp | 69.2%+27.5pp |
| Annual return | 3.01% | 159.65%-156.6pp | 10.68%-7.7pp | 10.78%-7.8pp |
| Employer contribution / active EE | $2,775 | $1,708+62.5% | $3,587-22.6% | $1,899+46.2% |
| Participant deferral / active EE | $2,082 | $3,165-34.2% | $4,320-51.8% | $3,046-31.6% |
| Admin fee / account holder | $103 | $89+15.1% | $6,269-98.4% | $91+13.2% |