Filed July 16, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO Service code 15 · EIN 94-1347393 | Recordkeeping | $2,154,714 |
ARY ROEPCKE MULCHAEY, P.C.1+ years Service code 10 · EIN 52-2370901 | Accounting | $179,701 |
NEPC, LLC1+ years Service code 27 · EIN 26-1429809 | Advisory (Plan) | $176,530 |
ERNST & YOUNG LLP1+ years Filed as: ERNST & YOUNG LP Service code 10 · EIN 34-6565596 | Accounting | $123,000 |
THOMPSON HINE1+ years Service code 29 · EIN 34-0575300 | Legal | $92,833 |
CARDINAL HEALTH, INC.1+ years Service code 14 · EIN 31-0958666 | Plan Administrator | $82,343 |
BPS&M1+ years Filed as: BPS & M Service code 38 · EIN 62-0853448 | Participant Communication | $17,500 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | CARDINAL HEALTH, INC. | PLAN SPONSOR DURING 2014 EXPENSES TOTALING $13,750 OF THE PLAN SPONSOR WERE IMPROPERLY PAID BY THE PLAN. | — | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,684 | $69,651-11.4% | $94,229-34.5% | $69,651-11.4% |
| Participation rate | 91.3% | 66.6%+24.7pp | 78.8%+12.5pp | 66.6%+24.7pp |
| Annual return | 2.81% | 53.77%-51.0pp | 10.68%-7.9pp | 53.77%-51.0pp |
| Employer contribution / active EE | $4,092 | $2,241+82.6% | $3,587+14.1% | $2,241+82.6% |
| Participant deferral / active EE | $4,058 | $3,635+11.6% | $4,320-6.1% | $3,635+11.6% |
| Admin fee / account holder | $67 | $63+5.3% | $6,269-98.9% | $63+5.3% |