Filed July 16, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Filed as: WELLS FARGO Service code 15 · EIN 94-1347393 | Recordkeeping | $1,676,741 |
NEPC, LLC4+ years Service code 27 · EIN 26-1429809 | Advisory (Plan) | $207,227 |
GROOM LAW GROUP3 years Filed as: GROOM LAW GROUP, CHARTERED Service code 14 · EIN 52-1219029 | Plan Administrator | $203,218 |
ERNST & YOUNG LLP4+ years Filed as: ERNST & YOUNG LP Service code 10 · EIN 34-6565596 | Accounting | $148,772 |
ARY ROEPCKE MULCHAEY, P.C.4+ years Service code 10 · EIN 52-2370901 | Accounting | $104,060 |
BPS&M1 year Service code 38 · EIN 62-0853448 | Participant Communication | $14,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,374 | $100,545-35.0% | $110,243-40.7% | $73,367-10.9% |
| Participation rate | 93.1% | 67.8%+25.3pp | 79.8%+13.3pp | 69.5%+23.7pp |
| Annual return | -5.45% | -1.49%-4.0pp | 314.76%-320.2pp | 173.45%-178.9pp |
| Employer contribution / active EE | $4,708 | $2,405+95.8% | $3,827+23.0% | $2,499+88.4% |
| Participant deferral / active EE | $4,662 | $3,439+35.6% | $4,672-0.2% | $4,033+15.6% |
| Admin fee / account holder | $51 | $81-36.6% | $8,548-99.4% | $68-25.2% |