Filed September 16, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4 years Filed as: LPL HOLDINGS Service code 15 · EIN 04-3046611 | Recordkeeping | $9,390 |
LPL FINANCIAL1 year Service code 27 PO BOX 502533 · SAN DIEGO, CA 92150 | Advisory (Plan) | $7,964 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,088 |
Filed as: SCHNEIDER MALE & STRAKOWSKI Service code 13 4540 COOPER RD STE 303 · CINCINNATI, OH 45242 | Contract Administrator | $400 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $328 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,468 | $46,292-45.0% | $143,757-82.3% | $64,808-60.7% |
| Participation rate | 46.4% | 64.2%-17.8pp | 80.3%-33.9pp | 71.5%-25.1pp |
| Annual return | -15.26% | -10.05%-5.2pp | -0.04%-15.2pp | 32.82%-48.1pp |
| Employer contribution / active EE | $565 | $1,910-70.4% | $4,951-88.6% | $2,506-77.4% |
| Participant deferral / active EE | $846 | $2,646-68.0% | $5,637-85.0% | $4,310-80.4% |
| Admin fee / account holder | $6 | $154-96.1% | $14,673-100.0% | $188-96.8% |