Filed April 6, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $58,029 |
Service code 37 · EIN 04-2647786 | Loan Processing | $54,983 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,569 | $78,275+13.2% | $109,143-18.9% | $86,799+2.0% |
| Participation rate | 99.4% | 73.8%+25.5pp | 75.9%+23.5pp | 72.3%+27.1pp |
| Annual return | 15.28% | 19.14%-3.9pp | 25.75%-10.5pp | 97.91%-82.6pp |
| Employer contribution / active EE | $1,328 | $3,105-57.2% | $3,722-64.3% | $2,405-44.8% |
| Participant deferral / active EE | $5,593 | $3,641+53.6% | $4,653+20.2% | $4,131+35.4% |
| Admin fee / account holder | $303 | $198+52.7% | $6,752-95.5% | $170+78.7% |