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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $9,592 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $5,950 |
TD AMERITRADE, INC.5 years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $100 |
TD AMERITRADE, INC.2 years Filed as: TD AMERITRADE Service code 33 | Securities brokerage | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,316 | $64,286+23.4% | $90,970-12.8% | $73,412+8.0% |
| Participation rate | 39.4% | 63.6%-24.2pp | 69.0%-29.7pp | 72.2%-32.8pp |
| Annual return | 14.03% | 21.46%-7.4pp | 134.60%-120.6pp | 59.30%-45.3pp |
| Employer contribution / active EE | $156 | $895-82.5% | $2,122-92.6% | $2,234-93.0% |
| Participant deferral / active EE | $2,326 | $2,453-5.2% | $3,373-31.0% | $3,806-38.9% |
| Admin fee / account holder | $34 | $287-88.0% | $5,961-99.4% | $158-78.2% |