Filed June 6, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FAIRFIELD NATIONAL BANK3+ years Service code 21 · EIN 31-1198067 143 WEST MAIN STREET · LANCASTER, OH 43130 | Bank Trustee | $437,912 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY HLDGS Service code 27 · EIN 26-4310632 1585 BROADWAY · NEW YORK, NY 11036 | Advisory (Plan) | $176,223 |
LAZARD ASSET MANAGEMENT2 years Filed as: LAZZARD ASSET MANAGEMENT Service code 27 · EIN 05-0530199 30 ROCKEFELLER PLAZA · NEW YORK, NY 10112 | Advisory (Plan) | $36,128 |
FIERA CAPITAL2 years Filed as: FIERA CAPITAL INC Service code 27 · EIN 13-2726734 375 PARK AVENUE, 8TH FL · NEW YORK, NY 10152 | Advisory (Plan) | $15,911 |
VAUGHAN NELSON INVESTMENT MGMT3+ years Filed as: VAUGHAN NELSON INVESTMENT MANAGEMEN Service code 27 · EIN 04-3304963 600 TRAVIS SUITE 6300 · HOUSTON, TX 77002 | Advisory (Plan) | $2,415 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO, INC. Service code 28 · EIN 94-1737782 5190 NEIL ROAD · RENO, NV 89502 | Investment Management | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,221 | $44,989-15.0% | $170,442-77.6% | $77,958-51.0% |
| Participation rate | 98.6% | 64.6%+34.0pp | 83.6%+15.0pp | 71.6%+26.9pp |
| Annual return | 13.73% | 19.61%-5.9pp | 205.93%-192.2pp | 20.87%-7.1pp |
| Employer contribution / active EE | $2,993 | $1,466+104.1% | $5,433-44.9% | $2,310+29.5% |
| Participant deferral / active EE | $1,662 | $2,208-24.7% | $4,939-66.3% | $3,537-53.0% |
| Admin fee / account holder | $217 | $69+215.2% | $13,880-98.4% | $97+123.2% |