Filed June 6, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FAIRFIELD NATIONAL BANK2+ years Service code 21 · EIN 31-1198067 143 WEST MAIN STREET · LANCASTER, OH 43130 | Bank Trustee | $390,955 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY HLDGS Service code 27 · EIN 26-4310632 1585 BROADWAY · NEW YORK, NY 11036 | Advisory (Plan) | $123,884 |
VAUGHAN NELSON INVESTMENT MGMT2+ years Filed as: VAUGHAN NELSON INVESTMENT MANAGEMEN Service code 27 · EIN 04-3304963 600 TRAVIS SUITE 6300 · HOUSTON, TX 77002 | Advisory (Plan) | $33,033 |
LAZARD ASSET MANAGEMENT1 year Filed as: LAZZARD ASSET MANAGEMENT Service code 27 · EIN 05-0530199 30 ROCKEFELLER PLAZA · NEW YORK, NY 10112 | Advisory (Plan) | $25,437 |
APEX CAPITAL MANAGEMENT2+ years Service code 27 · EIN 31-1198068 8163 OLD YANKIEE ST SUITE E · DAYTON, OH 45458 | Advisory (Plan) | $18,878 |
FIERA CAPITAL1 year Filed as: FIERA CAPITAL INC Service code 27 · EIN 13-2726734 375 PARK AVENUE, 8TH FL · NEW YORK, NY 10152 | Advisory (Plan) | $9,282 |
WINTRUST INVESTMENTS LLC1 year Filed as: WINTRUST FINANCIAL CORP Service code 27 · EIN 36-3873352 9700 W HIGGINS ROAD SUITE 850 · ROSEMONT, IL 60018 | Advisory (Plan) | $8,655 |
WELA STRATEGIES1 year Service code 27 · EIN 26-3068991 200 SANDY SPRINGS PL NE · ATLANTA, GA 30328 | Advisory (Plan) | $3,159 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 28 · EIN 94-1737782 5190 NEIL ROAD · RENO, NV 89502 | Investment Management | $81 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,326 | $37,213-10.4% | $156,549-78.7% | $63,975-47.9% |
| Participation rate | 97.7% | 65.0%+32.7pp | 84.0%+13.7pp | 71.1%+26.6pp |
| Annual return | 5.02% | 47.89%-42.9pp | 32.23%-27.2pp | 48.65%-43.6pp |
| Employer contribution / active EE | $2,725 | $1,357+100.8% | $5,501-50.5% | $2,182+24.9% |
| Participant deferral / active EE | $1,392 | $2,070-32.8% | $4,871-71.4% | $3,356-58.5% |
| Admin fee / account holder | $200 | $56+255.5% | $13,027-98.5% | $70+184.3% |