Filed December 17, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
TIAA10+ years Service code 15 · EIN 13-1624203 | Recordkeeping | $171,586 |
Filed as: CORNERSTONE ADVISORS ASSET MGT LLC Service code 28 · EIN 75-3204798 | Investment Management | $75,000 |
BRICKER GRAYDON LLP2 years Filed as: BRICKER & GRAYDON LLP Service code 29 · EIN 31-4359739 | Legal | $20,330 |
PLANTE & MORAN, PLLC4 years Filed as: PLANTE & MORAN, LLC Service code 10 · EIN 38-1357951 | Accounting | $10,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $178,154 | $113,568+56.9% | $67,560+163.7% | $200,096-11.0% |
| Participation rate | 65.4% | 73.3%-8.0pp | 72.9%-7.6pp | 72.0%-6.7pp |
| Annual return | 11.63% | 15.88%-4.3pp | 3533.50%-3521.9pp | 34.26%-22.6pp |
| Employer contribution / active EE | $3,404 | $3,409-0.1% | $2,737+24.4% | $3,038+12.1% |
| Participant deferral / active EE | $3,957 | $4,163-5.0% | $4,004-1.2% | $5,090-22.3% |
| Admin fee / account holder | $121 | $102+18.1% | $3,994-97.0% | $269-55.1% |