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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RESOURCES INVESTMENT ADVISORS, INC. Service code 15 · EIN 43-1451524 | Recordkeeping | $24,289 |
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $4,766 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,196 | $49,451-4.6% | $79,576-40.7% | $66,930-29.5% |
| Participation rate | 64.5% | 61.3%+3.2pp | 69.5%-5.0pp | 69.8%-5.3pp |
| Annual return | -19.22% | 84.25%-103.5pp | 0.15%-19.4pp | 1.57%-20.8pp |
| Employer contribution / active EE | $2,826 | $1,266+123.3% | $2,413+17.1% | $2,545+11.0% |
| Participant deferral / active EE | $8,167 | $3,159+158.6% | $3,985+104.9% | $4,238+92.7% |
| Admin fee / account holder | $151 | $595-74.7% | $6,834-97.8% | $593-74.6% |