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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 81-2704670 | Recordkeeping | $19,664 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $4,000 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,187 | $49,138-16.2% | $84,020-51.0% | $65,185-36.8% |
| Participation rate | 60.1% | 60.7%-0.6pp | 69.0%-8.9pp | 70.2%-10.1pp |
| Annual return | 26.28% | 23.00%+3.3pp | 71.31%-45.0pp | 29.38%-3.1pp |
| Employer contribution / active EE | $1,440 | $914+57.6% | $1,984-27.4% | $2,177-33.8% |
| Participant deferral / active EE | $4,787 | $2,397+99.7% | $3,239+47.8% | $3,514+36.2% |
| Admin fee / account holder | $158 | $543-71.0% | $6,101-97.4% | $847-81.4% |