Retirement plan

C & B MARINE, LLC 401(K) PLAN

Name: C & B MARINE, LLC - C & B MARINE, LLC 401(K) PLAN (2015) Form 5500
Creator: C & B MARINE, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, C & B MARINE, LLC 401(K) PLAN, C & B MARINE, LLC

C & B MARINE, LLCEIN 27-5200762Plan #001PY 2015

50 E RIVERCENTER BLVD STE 1180 - COVINGTON, KY 410111682859-746-2666

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$2.5M

No prior year

Total participants

130

No prior year

Average account balance

$24,276

No prior year

Annual return

0.37%

No prior year

Benchmarks

See 3,906 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort3,906 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$8.53M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$76K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

112

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

49.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$955K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.50%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$617

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
MCF ADVISORS LLC1+ years Service code 27 50 E RIVERCENTER BLVD, STE 300 · COVINGTON, KY 41011	Advisory (Plan)	$8,105
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$1,960
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: ADVISED ASSET GROUP Service code 27 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Advisory (Plan)	$1,788
PENSION CORPORATION OF AMERICA1+ years Service code 15 · EIN 31-1360674	Recordkeeping	$1,400
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 28 · EIN 42-1558009	Investment Management	$572
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2J2K2F2G3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$13K

$125 / participant

Investment mgmt$10K74.2%
Contract admin$3K25.8%

% of EOY assets

0.543%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BARNES, DENNIG & CO.
Auditor EIN: 311119890
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$24,276

$54,320-55.3%

$67,653-64.1%

$52,331-53.6%

Participation rate

72.9%

73.6%-0.7pp

75.7%-2.8pp

68.1%+4.8pp

Annual return

0.37%

6.81%-6.4pp

6625.22%-6624.9pp

4.54%-4.2pp

Employer contribution / active EE

$1,697

$1,544+9.9%

$2,266-25.1%

$1,882-9.8%

Participant deferral / active EE

$2,870

$2,950-2.7%

$3,560-19.4%

$3,022-5.0%

Admin fee / account holder

$132

$527-74.9%

$4,821-97.3%

$592-77.7%

Provider

Service type

Compensation

MCF ADVISORS LLC1+ years

Service code 27

50 E RIVERCENTER BLVD, STE 300 · COVINGTON, KY 41011

Advisory (Plan)

$8,105

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$1,960

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: ADVISED ASSET GROUP

Service code 27

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Advisory (Plan)

$1,788

PENSION CORPORATION OF AMERICA1+ years

Service code 15 · EIN 31-1360674

Recordkeeping

$1,400

CHARLES SCHWAB & CO., INC.1+ years

Filed as: CHARLES SCHWAB TRUST COMPANY

Service code 28 · EIN 42-1558009

Investment Management

$572

CHARLES SCHWAB & CO., INC.1+ years

Service code 59 · EIN 94-1737782

Shareholder Servicing

C & B MARINE, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

C & B MARINE, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion