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| Provider | Service type | Compensation |
|---|---|---|
KESTRA INVESTMENT SERVICES LLC3+ years Filed as: KESTRA ADVISORY SERVICES LLC Service code 26 5707 SOUTHWEST PARKWAY · AUSTIN, TX 78735 | Advisory (Participants) | $33,602 |
Filed as: JOHN HANCOCK Service code 15 · EIN 13-3646501 | Recordkeeping | $21,435 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,306 | $29,319+6.8% | $52,425-40.3% | $82,448-62.0% |
| Participation rate | 100.0% | 46.9%+53.1pp | 55.6%+44.4pp | 68.1%+31.9pp |
| Annual return | 21.38% | 535.20%-513.8pp | 302.12%-280.7pp | 41.64%-20.3pp |
| Employer contribution / active EE | $61 | $586-89.5% | $914-93.3% | $2,551-97.6% |
| Participant deferral / active EE | $26,108 | $1,171+2128.9% | $1,790+1358.2% | $4,139+530.7% |
| Admin fee / account holder | $241 | $1,962-87.7% | $2,495-90.4% | $7,234-96.7% |