Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $135,398 |
Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 27 · EIN 59-1237041 | Advisory (Plan) | $35,824 |
NOVA 401(K) ASSOCIATES1 year Filed as: NOVA 401K ASSOCAITES Service code 13 · EIN 20-1181458 | Contract Administrator | $13,966 |
17 funds hold $23.7M of the plan's $24.4M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 59% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $14.0M | 59.0% |
| Principal Lifetime Hybrid Income CIT Z Principal · Collective trust Recordkeeper's own fund | $4.6M | 19.4% |
| MassMutual Blue Chip Growth Fund MassMutual · Mutual fund | $1.3M | 5.5% |
| Principal Stable Value Z Fund Principal · Stable value Stable valueRecordkeeper's own fund | $1.1M | 4.8% |
| Eupac Fund Class R-6 Capital Group · Mutual fund | $447K | 1.9% |
| MFS Value Fund R6 MFS (Sun Life) · Mutual fund | $361K | 1.5% |
| Principal LargeCap S&P 500 Index Separate Account-Z Principal · Separate account IndexRecordkeeper's own fund | $342K | 1.4% |
| Principal MidCap S&P 400 Index Separate Account-Z Principal · Separate account IndexRecordkeeper's own fund | $268K | 1.1% |
| Vanguard Total Bond Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $265K | 1.1% |
| Federated Hermes Kaufmann Small Cap Fund Class R6 Shares Federated Hermes · Mutual fund | $219K | 0.9% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.