Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $18,155 |
Service code 27 · EIN 20-8874282 | Advisory (Plan) | $5,692 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,170 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,582 | $80,177-85.6% | $123,894-90.7% | $57,658-79.9% |
| Participation rate | 64.8% | 74.4%-9.6pp | 81.4%-16.6pp | 70.2%-5.4pp |
| Annual return | 10.37% | 17.90%-7.5pp | 47.52%-37.1pp | 5.13%+5.2pp |
| Employer contribution / active EE | $0 | $2,913-100.0% | $4,617-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $2,834 | $5,130-44.8% | $5,984-52.6% | $3,061-7.4% |
| Admin fee / account holder | $40 | $106-62.4% | $8,357-99.5% | $95-57.7% |