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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $110,310 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $10,857 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $7,742 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $225,986 | $88,515+155.3% | $162,185+39.3% | $67,584+234.4% |
| Participation rate | 88.6% | 86.8%+1.8pp | 87.6%+1.1pp | 71.3%+17.4pp |
| Annual return | 22.72% | 27.04%-4.3pp | 115.61%-92.9pp | 378.59%-355.9pp |
| Employer contribution / active EE | $14,620 | $3,563+310.3% | $5,613+160.5% | $2,148+580.7% |
| Participant deferral / active EE | $14,802 | $5,724+158.6% | $7,297+102.8% | $3,540+318.2% |
| Admin fee / account holder | $100 | $124-19.2% | $10,844-99.1% | $142-29.8% |