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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $25,314 |
SAGEPOINT FINANCIAL INC2 years Filed as: FSC SECURITIES CORPORATION Service code 27 · EIN 58-1288674 | Advisory (Plan) | $10,393 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-6799669 | Indirect Investment Fees | $0 |
BLACKROCK3 years Service code 52 · EIN 22-2937779 | Indirect Investment Fees | $0 |
Filed as: BNY MELLON Service code 52 · EIN 13-3851784 | Indirect Investment Fees | $0 |
COLUMBIA3 years Service code 52 · EIN 93-0577450 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON3 years Filed as: FRANKLINTEMPLETON Service code 52 · EIN 59-6865210 | Indirect Investment Fees | $0 |
INVESCO1 year Service code 52 · EIN 22-3849391 | Indirect Investment Fees | $0 |
IVY FUNDS3 years Service code 52 · EIN 04-6006759 | Indirect Investment Fees | $0 |
JANUS HENDERSON3 years Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,401 | $46,722-24.2% | $130,660-72.9% | $65,185-45.7% |
| Participation rate | 50.2% | 60.9%-10.7pp | 71.7%-21.5pp | 70.2%-20.0pp |
| Annual return | 19.31% | 24.17%-4.9pp | 1709.29%-1690.0pp | 29.38%-10.1pp |
| Employer contribution / active EE | $524 | $1,488-64.8% | $4,092-87.2% | $2,177-75.9% |
| Participant deferral / active EE | $877 | $2,545-65.5% | $3,603-75.7% | $3,514-75.0% |
| Admin fee / account holder | $273 | $453-39.8% | $5,463-95.0% | $847-67.8% |