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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $19,835 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $8,785 |
NOVA 401(K) ASSOCIATES2 years Service code 13 10777 NORTHWEST FREEWAY · HUSTON, TX 77092 | Contract Administrator | $6,216 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GRENNWOOD VILLAGE, CO 80111 | Investment Management | $1,028 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-6799669 | Indirect Investment Fees | $0 |
BLACKROCK1 year Service code 52 · EIN 22-2937779 | Indirect Investment Fees | $0 |
COLUMBIA1 year Service code 52 · EIN 41-1533211 | Indirect Investment Fees | $0 |
Filed as: DREYFUS Service code 52 · EIN 13-3851784 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON1 year Filed as: FRANKLINTEMPLETON Service code 52 · EIN 59-6865210 | Indirect Investment Fees | $0 |
IVY FUNDS1 year Service code 52 · EIN 48-1112076 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,134 | $45,324-35.7% | $122,354-76.2% | $69,631-58.2% |
| Participation rate | 43.8% | 59.9%-16.1pp | 71.6%-27.8pp | 70.7%-26.9pp |
| Annual return | 14.32% | 25.35%-11.0pp | 30.28%-16.0pp | 27571.02%-27556.7pp |
| Employer contribution / active EE | $424 | $1,230-65.5% | $4,051-89.5% | $2,032-79.1% |
| Participant deferral / active EE | $655 | $2,367-72.3% | $3,287-80.1% | $3,224-79.7% |
| Admin fee / account holder | $207 | $87+138.3% | $5,479-96.2% | $110+87.7% |