Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Service code 55 · EIN 26-4310632 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Commissions | $11,710 |
Service code 37 · EIN 04-2647786 | Loan Processing | $681 |
NATIONAL FINANCIAL SERVICES2+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,982 | $23,385+62.4% | $69,182-45.1% | $57,658-34.1% |
| Participation rate | 11.7% | 37.9%-26.2pp | 55.1%-43.4pp | 70.2%-58.5pp |
| Annual return | 6.10% | -659.34%+665.4pp | -21.93%+28.0pp | 5.13%+1.0pp |
| Employer contribution / active EE | $0 | $422-100.0% | $1,206-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $313 | $843-62.9% | $1,897-83.5% | $3,061-89.8% |
| Admin fee / account holder | $9 | $82-88.9% | $2,697-99.7% | $95-90.4% |