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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $62,183 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $50,392 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $42,941 |
Service code 27 1801 CALIFORNIA STREET · DENVER, CO 80202 | Advisory (Plan) | $6,240 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,104 | $99,957-32.9% | $149,745-55.2% | $73,497-8.7% |
| Participation rate | 97.3% | 75.7%+21.6pp | 82.5%+14.9pp | 70.7%+26.7pp |
| Annual return | 13.58% | 53.87%-40.3pp | 276.72%-263.1pp | 28.51%-14.9pp |
| Employer contribution / active EE | $2,163 | $3,191-32.2% | $4,646-53.4% | $2,270-4.7% |
| Participant deferral / active EE | $6,970 | $6,073+14.8% | $6,843+1.9% | $3,740+86.4% |
| Admin fee / account holder | $432 | $551-21.5% | $9,312-95.4% | $513-15.8% |