Filed May 2, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Claims processing... | $119,264 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,241 | $105,581-50.5% | $70,494-25.9% | $90,274-42.1% |
| Participation rate | 99.8% | 77.5%+22.3pp | 75.1%+24.7pp | 73.4%+26.5pp |
| Annual return | 15.83% | 14.78%+1.0pp | 109.16%-93.3pp | 53.97%-38.1pp |
| Employer contribution / active EE | $4,296 | $3,304+30.0% | $2,738+56.9% | $2,523+70.3% |
| Participant deferral / active EE | $3,727 | $3,813-2.2% | $3,711+0.4% | $4,231-11.9% |
| Admin fee / account holder | $76 | $68+12.5% | $3,848-98.0% | $114-33.4% |