Filed May 2, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $58,222 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,618 | $67,166-60.4% | $57,356-53.6% | $55,191-51.8% |
| Participation rate | 100.0% | 77.7%+22.3pp | 75.1%+24.9pp | 69.2%+30.8pp |
| Annual return | 0.31% | 4.22%-3.9pp | 24.41%-24.1pp | 10.78%-10.5pp |
| Employer contribution / active EE | $3,534 | $2,812+25.7% | $2,689+31.4% | $1,899+86.1% |
| Participant deferral / active EE | $2,912 | $2,835+2.7% | $3,162-7.9% | $3,046-4.4% |
| Admin fee / account holder | $111 | $44+155.4% | $3,357-96.7% | $91+22.5% |