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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $17,806 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,196 |
Service code 55 · EIN 13-2638166 | Other Commissions | $5,022 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,669 | $65,592-62.4% | $90,161-72.6% | $69,631-64.6% |
| Participation rate | 74.3% | 77.6%-3.3pp | 76.9%-2.6pp | 70.7%+3.6pp |
| Annual return | 50.13% | 57.10%-7.0pp | 34.89%+15.2pp | 27571.02%-27520.9pp |
| Employer contribution / active EE | $2,321 | $2,193+5.9% | $3,318-30.0% | $2,032+14.2% |
| Participant deferral / active EE | $5,493 | $5,257+4.5% | $5,287+3.9% | $3,224+70.4% |
| Admin fee / account holder | $9 | $86-89.3% | $5,943-99.8% | $110-91.7% |